Washington, D.C. 20549



Stratasys Ltd.
(Exact name of registrant as specified in its charter)

Israel 001-35751 Not Applicable
(State or other jurisdiction of Commission file number (IRS Employer Identification
incorporation or organization)   No.)

c/o Stratasys, Inc. 1 Holtzman Street, Science Park
7665 Commerce Way P.O. Box 2496
Eden Prairie, Minnesota 55344 Rehovot, Israel 76124
(952) 937-3000 +972-74-745-4300
(Address of principal executive offices)

Vered Ben Jacob, Esq., Vice President Corporate Legal Affairs, +972-74-745-4029
(Name and telephone number, including area code, of the person to contact in connection with this report)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

☒ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2017.

Section 1 — Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

Conflict Minerals Disclosure

In accordance with the requirements of Item 1.01(c) of Form SD, Stratasys Ltd. (“Stratasys”) has posted the Conflict Minerals Report filed as Exhibit 1.01 hereto to its publically available Internet website at http://www.stratasys.com/corporate/investor-relations/financial-information/sec-filings.

Item 1.02 Exhibit

Stratasys has filed its Conflict Minerals Report as Exhibit 1.01 hereto as required by Item 1.01 of Form SD.

Section 2 — Exhibits

Item 2.01 Exhibits

The following exhibit is filed as part of this report.

Exhibit 1.01 — Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

Stratasys Ltd.

May 30, 2018       /s/ Lilach Payorski
By: Lilach Payorski
Chief Financial Officer


Exhibit 1.01

Conflict Minerals Report of Stratasys Ltd.

This is the Conflict Minerals Report of Stratasys Ltd. for calendar year 2017 in accordance with Rule13p-1 of the Securities Exchange Act of 1934 (“Rule 13p-1”) and Form SD. The Rule was adopted by the Securities and Exchange Commission ("SEC") to implement reporting and disclosure requirements related to "Conflict Minerals" as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank Act"). Conflict minerals are defined by the SEC as columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives, which are limited to tantalum, tin, and tungsten. Rule 13p-1 imposes certain reporting obligations on SEC registrants whose products contain Conflict Minerals that are necessary to the functionality or production of their products. If the SEC registrant has reason to believe that any of those Conflict Minerals may have originated in the Democratic Republic of the Congo (the “DRC”) or a country that shares an internationally recognized border with the Democratic Republic of the Congo (collectively, “Covered Countries”) or is unable to determine the country of origin of those Conflict Minerals, the SEC registrant is required to submit a Conflict Minerals Report to the SEC that includes a description of the measures it took to exercise due diligence on the Conflict Minerals’ source and chain of custody.

Stratasys Ltd. (“Stratasys” or “we”) is the product of the 2012 merger of two leading additive manufacturing companies, Stratasys, Inc. and Objet Ltd. Our ordinary shares are listed on the NASDAQ Global Select Market under the trading symbol “SSYS”. We have dual headquarters. One of our two principal places of business is located at 7665 Commerce Way, Eden Prairie, Minnesota. Our registered office and other principal place of business is located at 1 Holtzman Street, Science Park, P.O. Box 2496, Rehovot 76124, Israel.

We are a leading global provider of applied additive technology solutions for industries including aerospace, automotive, healthcare, consumer products and education. For nearly 30 years, we have focused on customers’ business requirements and have sought to create new value for our customers across their product lifecycle processes, from design prototypes to manufacturing tools and final production parts. This customer-centric focus is reflected in our innovation, which is exemplified by our 1,200 granted and pending additive technology patents to date. We operate a 3D printing ecosystem of solutions and expertise, comprised of advanced materials; software with voxel level control; precise, repeatable and reliable fused deposition modeling (FDM) and PolyJet 3D printers; application-based services; on-demand parts and key partnerships. We strive to ensure that our solutions are integrated seamlessly into each customer’s evolving workflow. Our applications are industry-specific and geared towards accelerating business processes, optimizing value chains and driving business performance improvements. Our customers range from individuals and smaller businesses to large, global enterprises, and we include a number of Fortune 100 companies among our customers.

We believe that the range of 3D printing consumable materials that we offer, consisting of 58 FDM cartridge-based materials, 37 PolyJet cartridge-based materials, 158 non-color digital materials, and over 500,000 color variations is the widest in the industry. Our service offerings include Stratasys Direct Manufacturing printed parts services which offers AM capabilities encompassing a wide range of technologies allowing for plastic and metal parts for rapid prototyping and production processes, as well as related professional services.

We offer a broad range of systems, consumables and services for 3D printing and additive manufacturing. Our wide range of solutions, based on our proprietary 3D printing technologies and materials, enhance the ability of designers, engineers and manufacturers to:

visualize and communicate product ideas and designs;

verify the form, fit and function of prototypes;

manufacture tools, jigs, fixtures, casts and injection molds used in the process of manufacturing end-products;

manufacture customized and short-run end-products more efficiently and with greater agility; and

produce objects that could not otherwise be manufactured through subtractive manufacturing methodologies.

Our products

We offer a dedicated range of products for applications such as rapid prototyping (RP), tooling, as well as manufacturing parts. Our products include 3D printing systems, consumable materials, software and services.

Collectively, this portfolio of products offers a broad range of performance options for users, depending on their desired application, as well as on the nature and size of the designs, prototypes or final parts they seek to produce. Our products are available at a variety of different price points and include entry-level desktop 3D printers, a range of systems for RP, and large production systems for additive manufacturing. We also offer a range of 3D printing materials (as described under “Consumable materials” below).


Our systems also integrate our software and are supported by services that we provide to our customers, both directly and through our reseller channel.

Printing systems

Our 3D printing systems, which are based on our proprietary FDM and PolyJet technologies, are described below:

We offer a series of printing systems suitable for RP, from design validation, visualization and communication to form, fit and functional performance testing. These systems are targeted at work groups and offers a variety of products that provide customers with a broad range of choices of features such as printing capacity, production speed and price. The Objet systems offer high accuracy and print quality using a variety of PolyJet materials. The new F123 product line allows users to create parts in PLA, ABS plus, ASA and PC-ABS materials. These materials enable production of parts with the strength required for true form, fit and functional testing. The F123 is designed to enable ease of use and ease of maintenance and offers easy-to-use but functionality-rich user experience by using the GrabCAD Print software.

We also offer printing systems typically used for Additive Manufacturing – production tooling and end parts applications - and high performance Prototyping applications.

Our FDM technology based systems produce durable, production-grade thermoplastic heated parts suitable for RP manufacturing, tooling and end-used parts use cases.

Our PolyJet technology based high-end printing systems offer the ability to print multiple materials including color printing in a single part build.

Our MakerBot Replicator series represents our desktop 3D printers, compact, and professional-grade 3D printers. Our desktop and compact 3D printers are affordable, and designed for easy, desktop use and are typically used by individuals operating alone or within an enterprise. Our larger, professional 3D printer has a large build volume ideal for industrial prototypes, models and products.

Consumable materials

The materials we sell are described below:

FDM-based materials

The modeling and support filament used in the FDM-based 3D printers and production systems features a wide variety of production grade thermoplastic materials. We continue to develop filament modeling materials that meet our customers’ needs for increased speed, strength, accuracy, surface resolution, chemical and heat resistance, color, and mechanical properties. These materials are processed into our proprietary filament form, which is then utilized by our FDM systems. Our spool-based system has proven to be a significant advantage for our products, because it allows the user to quickly change material by simply mounting the lightweight spool and feeding the desired filament into the FDM devices that are office friendly. Currently, we have a variety of build materials in multiple colors commercially available for use with our FDM technology.

Each material has specific characteristics that make it appropriate for various applications. The ability to use different materials allows the user to match the material to the end use application, whether it is a pattern for tooling, a concept model, a functional prototype, a manufacturing tool, or a DDM end use part.

Resin-based materials

Our resin consumables, which consist of our PolyJet family of proprietary acrylic-based photopolymer materials as well as our other inkjet-based systems, and enable users of those products to create highly accurate, finely detailed 3D models and parts for a wide range of prototype development and customized manufacturing applications. The wide variety of resins within the PolyJet family is characterized by transparent, colored, or opaque visual properties and flexible, rigid or other physical properties. Support materials that are used together with the model materials enable the 3D printing of models with a wide array of complex geometries. Our resin materials are produced in-house and are specially designed for our printing systems.

We have invested significant research and development efforts in optimizing our PolyJet materials for use with inkjet technology. These efforts are reflected in the properties of these materials, which enable them to be packaged, stored, combined and readily cured upon printing. Our PolyJet materials are packaged in cartridges for safe handling and are suitable for use in office environments. The polymerized materials can also be machined, drilled, chrome-plated or painted in most cases.

Stratasys Direct Manufacturing paid-parts service

Stratasys Direct Manufacturing was formed on January 1, 2015 from our three AM service companies – RedEye (formerly a business unit of Stratasys, Inc.) and the acquired businesses known as Harvest Technologies and Solid Concepts – and is a provider of 3D printing and custom AM services. Stratasys Direct Manufacturing offers AM capabilities encompassing a wide range of technologies allowing for plastic and metal parts for rapid prototyping and production processes. Our Stratasys Direct Manufacturing paid-parts service produces prototypes and end-use parts for customers from a customer-provided CAD file. This allows the customer to benefit from our process-related knowhow, capitalize on the variety of materials and machine types available through our service center, and take advantage of additional capacity using the latest in proven RP and DDM technologies and processes. Our Stratasys Direct Manufacturing business operates a website service, www.stratasysdirect.com, which enables our customers to obtain quotes and order parts around the clock, seven days a week. Stratasys Direct Manufacturing also provides companies with access to an Expert Services team, which helps companies to identify and evaluate new applications for 3D printing.


Recent Key Portfolio Additions & Innovations

To further strengthen our leadership position and following our strategy to deepen the focus on additive manufacturing, tooling and rapid prototyping for specific vertical market, we announced a variety of innovations in 2016 and 2017 across multiple applications for various key vertical markets, such as automotive, aerospace, consumer products and healthcare.

The Stratasys F123 Series – Smarter Prototyping for Workgroups

In February 2017, we introduced the F123 Series, a new comprehensive rapid prototyping solution that answers the specific needs of professional designers and engineers in the workgroup and office setting. For the first time, the F123 Series enables end-to-end rapid prototyping for every stage of the prototyping process: Rapid, economically-effective concept verification models in PLA material and fast-draft mode; advanced design validation prototypes using a 0.005 in. slice resolution and soluble support for unmatched precision, repeatability and aesthetics. Functional performance testing is enabled with a wide range of functional FDM materials including ABS, ASA, and PC-ABS.

Utilizing over 30 patented inventions selected from the entire Stratasys FDM range together with several new patents pending, the F123 Series offers wide-ranging engineering and interface usability enhancements to answer the needs of design workgroups: Engineering grade quality prototyping results - but easy enough for anyone to learn and operate. Professional levels of productivity -but quiet and unobtrusive enough to work in the office environment. The system incorporates GrabCAD Print software that enables printing straight from native CAD files, as well as the ability to manage jobs in real-time and remotely. The F123 Series comes in a range of 3 versatile platform sizes.

Stratasys J 750 fist true color 3D printer

In April 2016, we introduced what we believe to be an industry-first with our market-disruptive 3D printer, the J750. The new solution breaks restrictive technology barriers, enabling customers for the first time to mix-and-match full color gradients alongside a wide range of materials to achieve one-stop realism without post-processing. This, together with the system’s superior versatility, makes the J750 a choice 3D printing solution for product designers, engineers and manufacturers, as well as service bureaus.

As the premier addition to the Objet Connex multi-color, multi-material series of 3D Printers, the Stratasys J 750 allows customers to choose from more than 500,000 different color shades plus multiple material properties - ranging from rigid to flexible and opaque to transparent. Prototypes can include a vast array of colors, materials and material properties in the same part, speeding production of realistic models, prototypes and parts for virtually any application need - as well as delivering incomparable 3D printing versatility to produce tooling, molds, jigs and fixtures and more.

Next Generation Production line enhancement for Fortus 900 mc

The Stratasys Fortus 900mc next Generation offers a streamlined workflow and easier job-monitoring with an internal camera and GrabCAD Print Software. Standard certifications are included, eliminating the effort and cost to qualify the 3D printer for the user’s production floor.

New FDM Material Nylon 6

Stratasys Nylon 6 combines the strength of ULTEM 9085™ with the toughness of Nylon 12. It affords a higher strength and stiffness as well as a better 3D printed appearance than Nylon 12. Nylon 6 is one of the most widely used thermoplastics applied in traditional manufacturing. For FDM 3D printing, Stratasys Nylon 6 is specially formulated to control the right balance between mature Nylon 6 properties and controlled shrinkage effects during the FDM 3D printing process.

Tough PC-ABS Material Now Available on More Stratasys 3D Printers

With its high durability and smooth matte finish, PC-ABS is a natural choice for challenging applications, such as power-tool prototyping and industrial equipment manufacturing. Owners of the F370, Fortus 380mc and 450mc 3D Printers will now have the ability to leverage PC-ABS, reducing time-to-market and high tooling costs for low-volume and custom production builds. 3D printing in real engineering thermoplastics results in stronger parts, more confident testing and prototypes that mimic the material properties of the final product.

Easier to Manufacture Complex Hollow Composite Parts with New Sacrificial Tooling Solution

Sacrificial tooling, a process in which 3D printed molds are wrapped in composite material and then removed after part curing, enables manufacturers to rapidly and cost-effectively create complex, hollow composite parts. We are improving this process with a new sacrificial tooling solution, consisting of our new ST-130 material and new fill patterns. Together, the new material and fill patterns provide faster dissolution, rapid build speed, better autoclave performance and greatly improved tool quality.

Stratasys Manufacturing Aids Package

Our Manufacturing Aids Package offers assistance to manufacturers seeking to create custom manufacturing tools. The materials-and-services package includes 40 hours of design work from Stratasys Professional Services to make producing a first tool easy.


To create strong, lightweight tools, the kit includes canisters of thermoplastic build material and support material. Build material includes Nylon 6 - our newest engineering-grade material - as well as PC and ASA plastic. ASA is available in a choice of ten colors. The Manufacturing Aids Package includes our new SR-35 advanced soluble support material which offers faster dissolve time and extended bath life compared to our previous SR-30 soluble support material.

Stratasys H2000

In November 2017, we introduced the Stratasys H2000, which utilizes horizontal FDM 3D printing to create strong, custom parts and tooling at unlimited lengths. From an automobile armrest to an entire aircraft interior panel, the Stratasys H2000 delivers large, lightweight thermoplastic parts with repeatable mechanical properties. It is characterized by the following innovations:

3D print custom tooling faster and bigger than ever before.

Rapidly production of strong parts for custom OEM and on-demand aftermarket applications. 

Builds very large, custom production parts with accuracy, repeatability and speed.

The Stratasys H2000 is designed to meet the advancing demands in the aerospace and automotive industries and other industries for large lightweight, thermoplastic parts with repeatable mechanical properties. It eliminates the barriers to the production of large custom parts or panels, manufacturing aids such as large trim and drill guides and holding fixtures, and development-level or small-run layup tooling. These applications are in high demand with FDM systems because of the combination of strong thermoplastic materials and the freedom of design that additive manufacturing offers.

The Stratasys H2000 supports new production part applications for custom vehicle interior components such as personalized custom panels, decorative elements and large environmental control system ducts with all of the advantages of FDM, but with increased size and reduced speed limitations. That same scale and speed enables production of significantly larger prototypes without the need for bonding or assembly of multiple smaller parts.

Next generation manufacturing technologies: Robotic Composite 3D Demonstrator

At IMTS 2016, we previewed demonstrations of next-generation manufacturing technologies as part of our vision for additive manufacturing specifically dedicated to verticals like automotive and aerospace. The new technology demonstrations build on our industrial FDM® 3D printing expertise to respond to the needs of customers’ most challenging applications, addressing manufacturers’ needs to rapidly produce strong parts ranging in size from an automobile armrest to an entire aircraft interior panel.

The Stratasys Robotic Composite 3D Demonstrator delivers true 3D printing by using an 8-axis motion system that enables precise, directional material placement for strength while also dramatically reducing the need for speed-hindering support strategies. This redefines how future lightweight parts will be built, and provides a glimpse into how this technology could be used to accelerate the production of parts made from a wide variety of materials.

We developed the Robotic Composite 3D Demonstrator integrating our core additive manufacturing technologies with industrial motion control hardware and design-to-3D printing software capabilities provided by Siemens.

As an issuer that offers products that include Conflict Minerals necessary in our manufactured products, we are subject to Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 Section 1502 reporting requirements associated with Conflict Minerals and the Rule 13p-1.

1. Reasonable Country of Origin Inquiry

In accordance with our Conflict Minerals Policy, Stratasys has concluded in good faith that during calendar year 2017, we have manufactured and contracted to manufacture products containing all four Conflict Minerals and have determined that the use of these minerals is necessary to the functionality or production of these products.

We performed a reasonable country of origin inquiry (“RCOI”) simultaneously with the due diligence phase in which we engaged to determine whether the Conflict Minerals necessary to the functionality or production of our products were or were not “DRC conflict free.” This was done simultaneously due to the large number of applicable suppliers from which we source materials that we surveyed and the timeframe in which we needed to complete both the RCOI and due diligence. We operate significantly downstream from the sources of the minerals used in our products’ components. As such, we rely upon the due diligence conducted by our own supply base to which we have limited amount of control. Our RCOI that we conduct therefore has certain limitations that limit the total degree of certainty that can be determined. Our RCOI employed several methods to assess whether the necessary Conflict Minerals in our products originated from the DRC or Covered Countries. These measures consisted primarily of the following actions:


Internal assessments of our products to determine which products contain or may contain necessary Conflict Minerals.


We identified a list of suppliers we purchased from directly during calendar year 2017 (“Tier 1 Suppliers”), and segmented the list according to the type of material the supplier provides. Some of the suppliers’ categories were excluded for the following reasons: they were not necessary to the functionality or production of the products, they did not contain Conflict Minerals or the supplier provided a commercial off the shelf product.



To reduce the risk of not receiving full information from our Tier 1 Suppliers, we also directly approach plastic, metal and electronic manufacturers, even though we have not purchased from them directly. We rely on our in-scope suppliers and manufacturers to provide us with information concerning the source and chain of custody of Conflict Minerals contained in the products and components they supply. The cumulative number of suppliers and manufacturers (“in scope suppliers”) we have approached is 971.


Solicited survey responses using the standard template designed by the Responsible Minerals Initiative (“RMI”), formerly Conflict-Free Sourcing Initiative (CFSI) (the “Conflict Minerals Reporting Template version 5.0 and above” (“CMRT”)). We engaged our supply chain to respond to the CMRT by referring suppliers to training materials that included an overview of the law and instructions on how to complete the CMRT.


Assessment of responses received for information that would identify as inconsistent, incomplete, or inaccurate. In addition, we validate CMRTs received from suppliers to identify deviation from the RMI’s requirements as per its RMAP audit program. Responses that failed any of the “red flag” review tests were identified for additional follow up.


To non-responsive in scope suppliers, we sent periodic reminders to provide surveys or updated responses.

Based on the RCOI conducted, Stratasys has reason to believe that a portion of the Conflict Minerals necessary to the functionality of its products originated in the DRC or a Covered Country and knows, or has reason to believe, that those necessary Conflict Minerals may not be from recycled or scrap sources. Based on this result, Stratasys conducted due diligence activities and details these efforts in this Conflict Minerals Report.

2. Due Diligence

Due diligence design

In accordance with Rule 13p-1 and Form SD, we undertook due diligence to determine whether the Conflict Minerals necessary to the functionality or production of our products were or were not “DRC conflict free.” We designed our due diligence measures to be in conformity, in all material respects, with the internationally recognized due diligence framework as set forth in the Organization for Economic Cooperation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (OECD, 2013) (“OECD Framework”) and related supplements for Conflict Minerals.

The five steps defined in the OECD Due Diligence Guidance are: (1) establishment of strong internal company management systems; (2) identification and assessment of risks in the supply chain; (3) design and implementation of a strategy to respond to risks as they are identified; (4) carry out independent third-party audits of smelters’ and refiners’ due diligence practices; and (5) report annually on supply chain due diligence.

The due diligence measures we undertook consisted primarily of:

a. Established strong company management systems

We reviewed and maintained the company management systems previously established through the following actions:

Renewed our commitment to ethical business practices through the global rollout of an updated Code of Business Conduct and Ethics (“Code), which also includes a specific reference to Stratasys efforts as it relates to conflict minerals. Our Code is available at http://investors.stratasys.com/static-files/a19e6222-c6e7-4df7-b6d0-4512c9043044.

Continued focus on integrating socially beneficial programs and practices as part of our business model and culture through the Stratasys Corporate Social Responsibility (CSR) Program. We are extending 3D printing by applying the unique capabilities and advantages of our 3D printing technologies for social change. Our current CSR initiatives span around healthcare, and education.

We strive to ensure that purchased metals originate only from smelters validated as being DRC conflict free. In addition, we expect our suppliers to comply with the terms of our Conflict Minerals Policy and encourage them to define, implement and communicate to their sub-suppliers their own policy, outlining their commitment to responsible sourcing of these materials, legal compliance and measures for implementation. Our Conflict Minerals Policy is available at http://files.shareholder.com/downloads/AMDA-FNA1K/4441022834x0x748757/72402B7D-BD98-4480-A580-59F519FDBC16/Stratasys-CM_Policy_FINAL_DISTRIBUTED_04-29-14.pdf.


Maintained the Conflict Minerals Governance Charter that sets the Conflict Minerals annual work plan including: steps for compliance, objectives, timeline, internal management and cross functional team with identified roles and responsibilities to support supply chain due diligence.

Held periodic meetings of the cross functional team, for the purpose of sharing best practices and monitoring our progress regarding the various steps required for compliance.

Engaged with in scope suppliers and referred them to training materials online, including an overview of relevant Conflict Minerals regulation and provided instructions on how to respond to the due diligence survey (which was based on the CMRT).

Continue to include a Conflict Minerals provision to our standard Terms and Conditions of Purchase to require suppliers to comply with our Conflict Minerals Policy and requirements.

Communicated the due diligence efforts to customers, suppliers and other relevant functions in our organization, as requested and applicable.

Maintained a grievance mechanism whereby concerns and violations of the Conflict Minerals Policy should be reported to Stratasys’ Chief Financial Officer and/or Vice President Legal affairs.

b. Identified and assessed risks in the supply chain

As part of our risk-based approach, Stratasys identified the suppliers from which it made purchases over a specified amount during 2017. We assessed two primary risks in our supply chain while trying to move towards the goal of being DRC conflict free: (1) the risk of not receiving timely and accurate information from the supplier; and (2) the risk of not being able to replace a supplier due to reasons such as volume, ease of replacement, complexity of relationship and criticality to business operations.

In order to segment our suppliers into three risk levels (high, medium and low) we have identified and assessed Conflict Minerals-related risks based on suppliers’ and manufacturers’ characteristics, such as our spending with a supplier during calendar year 2017 and the extent to which we are dependent upon any particular manufacturer or supplier or the availability of alternative suppliers. This segmentation allowed us to invest our risk mitigation efforts according to the supplier level of risk.

We have identified, to the best of our efforts, the smelters and refiners in the supply chain by conducting a supply chain survey using the CMRT, requesting suppliers and manufactures to identify smelters and refiners and country of origin of the Conflict Minerals in products they supply to Stratasys. In addition, Stratasys compared smelters and refiners identified by the supply chain survey against the list of facilities that have received a “conflict free” designation from the RMAP (the RMI’s Responsible Minerals Assurance Process) or other independent third party audit programs.

As part of the risk assessment phase, we identified that 51.3% of our in scope suppliers have policy in place that addresses the Conflict Minerals sourcing and 18.44% do not provide us with products containing Conflict Minerals.

c. Designed and implemented a strategy to respond to identified risks

The findings of the supply chain risk assessment were and continue to be reported to designated members of our senior management. As part of our risk management strategy, we continue to work with the in scope suppliers while we advance our efforts to investigate our supply chain as follows:

Continued periodic reporting to the team sponsor to track progress, assess risks and provide management support as needed.

Contacted in scope suppliers whose responses were identified as incomplete, inconsistent or inaccurate.

Reviewed in scope suppliers’ responses to track smelters and refiners in our supply chain that supply us with Conflict Minerals and have not received a conflict-free designation based on the RMAP or other independent third party validation program.

Referred in scope suppliers to online training materials that included an overview of the law and instructions on how to complete the CMRT.

As part of our continued risk management efforts, we send follow up letters to high risk non-responsive in scope suppliers, and to in scope suppliers who declared the existence of Conflict Minerals in their supply chain from the DRC or Covered Countries from non-certified smelters. While the Company is committed to responsible sourcing of Conflict Minerals, it does not seek to eliminate sourcing from the DRC or Covered Countries.


Supply chain due diligence is a dynamic process that requires on-going risk monitoring. In order to ensure effective management of risks, we review the risk identification process occasionally and update the risk mitigation strategy accordingly.

d. Reviewed independent third-party audits of smelter and refiner due diligence practices

Stratasys is a downstream consumer of necessary Conflict Minerals and is many steps removed from smelters and refiners who provide minerals and ores. Therefore, Stratasys does not perform audits of smelters and refiners within the supply chain. As a result, Stratasys’ due diligence efforts relied on reviewing cross-industry initiatives such as those led by the RMI to conduct smelter and refiner due diligence.

e. Prepared this annual report on supply chain due diligence

Stratasys’ Conflict Mineral Policy states that we will comply with Section 1502 of the Dodd Frank Act which includes filing a Form SD and this Conflict Minerals report with the SEC and posting publicly on the Internet.

3. Results of Assessment

We conducted a supply chain survey of the 971 in scope suppliers that we identified may contribute necessary Conflict Minerals to our products compared to 703 in scope suppliers in calendar year 2016. In calendar year 2017 we included metal, electronics and plastic suppliers and manufacturers and took a risk based approach which focus on the majority of our manufacturing spend.

We received responses from in scope suppliers representing approximately a 55.3% response rate, containing the names and locations of smelters and refiners (see Annex 1) and the potential countries of origin (see Annex 2) if the mines or facilities that process Conflict Minerals, compared to approximately a 54.5% response rate attained for reporting year 2016.

Of the 55.3% of suppliers and manufacturers that responded:

13.22% of in scope suppliers were classified as “DRC conflict free”
4.47% of in scope suppliers were classified as “Not from DRC”

18.44% of in scope suppliers were classified as “Free no 3TG”

16.39% of in scope suppliers were classified as “Undetermined not from DRC”

42.46% of in scope suppliers were classified as “Undetermined from DRC”

5.03% of in scope suppliers were classified as “Undefined from DRC”

The terms above have the following meaning as part of our due diligence efforts:

“DRC conflict free” indicates the in scope suppliers that reported that Conflict Minerals used in the products provided to Stratasys originate from Covered Countries, but that the smelters are approved by the RMAP, the RMI’s Responsible Minerals Assurance Process.
“Not from DRC” indicates the in scope suppliers that reported that they source Conflict Minerals, but from countries other than the Covered Countries.
“Free no 3TG” indicates the in scope suppliers that reported that Conflict Minerals are not contained in the product, or are not necessary for the functionality or are not included in the production of the products provided to Stratasys.
“Undetermined not from DRC” indicates the in scope suppliers that reported that Conflict Minerals being used in the products do not originate from Covered Countries, but they have not yet concluded their due diligence process so this determination could potentially change. Due diligence for these in scope suppliers will continue until the status changes or is confirmed.
“Undetermined from DRC” indicates the in scope suppliers that reported that Conflict Minerals used originate from the Covered Countries and that the smelters are approved by the RMAP program, but they have not yet concluded their due diligence process so this determination could potentially change. Due diligence for these in scope suppliers will continue until the status changes or is confirmed.
“Undefined from DRC ” indicates the in scope suppliers that reported that Conflict Minerals used originate from the Covered Countries and that the suppliers are not yet approved by the RMAP program. Due diligence for these in scope suppliers will continue until the status changes or is confirmed.


Despite in scope suppliers indicating that they source Conflict Minerals from the DRC and Covered Countries, these in scope suppliers were unable to accurately report which specific smelters or refiners were part of the supply chain in regards to the components sold to Stratasys in 2017.

As a result of this lack of information, Stratasys is unable to determine the full list of facilities used to process those necessary Conflict Minerals or their country of origin and to conclude whether or not the Conflict Minerals used in its products may have directly or indirectly financed armed groups in Covered Countries. Stratasys’ efforts to determine the mine(s) or location of origin included the use of the due diligence measures described above.

Smelters and refiners verified as conflict free or in the audit process:

Tin 71 of 80 (88.75%)
Tantalum 39 of 42 (92.85%)
Tungsten 42 of 46 (91.30%)
Gold 106 of 147 (72.11%)
Total 258 of 315 (81.90%)

Status of identified smelters and refiners:

Verified Conflict Free (RMI Compliant) 251 of 315 (79.68%)
Participating in an audit process (RMI Active) 7 of 315 (2.22%)
Not Participating 57 of 315 (18.09%)
Total (Conflict Free and under Audit process) 258 of 315 (81.90%)

Additional Risk Factors

The statements above are based on the RCOI process and due diligence performed in good faith by Stratasys. These statements are based on the infrastructure and information available at the time. A number of factors could introduce errors or otherwise affect our conclusions.

These factors include, but are not limited to, gaps in product or product content information, gaps in supplier data, errors or omissions by or of suppliers, confusion over requirements of SEC final rules, gaps in supplier education and knowledge, lack of timeliness of data, public information not discovered during a reasonable search, errors in public data, language barriers and translation, supplier unfamiliarity with the protocol, conflict area sourced materials being declared secondary materials, companies going out of business in 2017 and smuggling of conflict area Conflict Minerals to countries beyond the Covered Countries.

We do not gather information from our suppliers on a continuous or real-time basis, but rather information is gathered from suppliers at the time that it is provided in a CMRT.

We cannot be certain about our conclusions regarding the source and chain of custody of the necessary Conflict Minerals, as the information comes from direct and secondary suppliers and independent third party audit programs.


Continuous improvement efforts to mitigate risk

Stratasys continues to conduct and report annually on supply chain due diligence for the applicable Conflict Minerals, as required by Rule 13p-1. Stratasys continues to take, as applicable, the following steps to improve the due diligence process and mitigate the possibility that we are utilizing Conflict Minerals that benefit armed groups contributing to human rights violations:

Work with in scope suppliers that did not respond to Stratasys’ 2013, 2014, 2015, 2016 and 2017 surveys to help them understand the importance of this initiative to Stratasys and to encourage their participation in 2018.
Attempt to validate in scope supplier responses using information collected via independent, conflict-free smelter validation programs such as the RMAP.
Send follow up letters to high risk non-responsive in scope suppliers and to in scope suppliers with Conflict Minerals from the Covered Countries from non-certified smelters.

This Report contains “forward-looking statements” within the meaning of U.S. federal securities laws. These forward-looking statements can generally be identified as such because the context of the statement will include words such as “may”, “will,” “intends,” “plans,” “believes,” “anticipates,” “expects,” “estimates,” “predicts,” “potential,” “continue,” or “opportunity,” the negative of these words or words of similar import. Examples of forward-looking statements include statements relating to our future plans, and any other statement that does not directly relate to any historical or current fact. Forward-looking statements are based on our current expectations and assumptions, which may or may not prove to be accurate. Forward-looking statements are subject to risks, uncertainties and other factors that could cause actual results to differ materially from those stated in such statements. As a result, these statements speak only as of the date they are made and we undertake no obligation to update or revise any forward-looking statement, except as required by U.S. federal securities laws.


Annex 1

Names And Locations of Smelters and Refiners

Metal Smelter or Refiner Name Smelter or Refiner
Gold Advanced Chemical Company UNITED STATES OF AMERICA
Gold Aida Chemical Industries Co., Ltd. JAPAN
Gold Allgemeine Gold-und Silberscheideanstalt A.G. GERMANY
Gold Almalyk Mining and Metallurgical Complex (AMMC) UZBEKISTAN
Gold AngloGold Ashanti Corrego do Sitio Mineracao BRAZIL
Gold Argor-Heraeus S.A. SWITZERLAND
Gold Asahi Pretec Corp. JAPAN
Gold Asaka Riken Co., Ltd. JAPAN
Gold Atasay Kuyumculuk Sanayi Ve Ticaret A.S. TURKEY
Gold Aurubis AG GERMANY
Gold Bangko Sentral ng Pilipinas (Central Bank of the Philippines) PHILIPPINES
Gold Boliden AB SWEDEN
Gold C. Hafner GmbH + Co. KG GERMANY
Gold Caridad MEXICO
Gold CCR Refinery - Glencore Canada Corporation CANADA
Gold Cendres + Metaux S.A. SWITZERLAND
Gold Yunnan Copper Industry Co., Ltd. CHINA
Gold Chimet S.p.A. ITALY
Gold Chugai Mining JAPAN
Gold Daejin Indus Co., Ltd. KOREA, REPUBLIC OF
Gold Daye Non-Ferrous Metals Mining Ltd. CHINA
Gold DSC (Do Sung Corporation) KOREA, REPUBLIC OF
Gold DODUCO Contacts and Refining GmbH GERMANY
Gold Dowa JAPAN
Gold Eco-System Recycling Co., Ltd. JAPAN
Gold OJSC Novosibirsk Refinery RUSSIAN FEDERATION
Gold Refinery of Seemine Gold Co., Ltd. CHINA
Gold Guoda Safina High-Tech Environmental Refinery Co., Ltd. CHINA
Gold Hangzhou Fuchunjiang Smelting Co., Ltd. CHINA
Gold HeeSung Metal Ltd. KOREA, REPUBLIC OF
Gold Heimerle + Meule GmbH GERMANY
Gold Heraeus Metals Hong Kong Ltd. CHINA
Gold Heraeus Precious Metals GmbH & Co. KG GERMANY
Gold Hunan Chenzhou Mining Co., Ltd. CHINA
Gold Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. CHINA
Gold Ishifuku Metal Industry Co., Ltd. JAPAN
Gold Istanbul Gold Refinery TURKEY
Gold Japan Mint JAPAN
Gold Jiangxi Copper Co., Ltd. CHINA

Gold Asahi Refining Canada Ltd. CANADA
Gold JSC Ekaterinburg Non-Ferrous Metal Processing Plant RUSSIAN FEDERATION
Gold JX Nippon Mining & Metals Co., Ltd. JAPAN
Gold Kazakhmys Smelting LLC KAZAKHSTAN
Gold Kojima Chemicals Co., Ltd. JAPAN
Gold Kyrgyzaltyn JSC KYRGYZSTAN
Gold L’azurde Company For Jewelry SAUDI ARABIA
Gold Lingbao Gold Co., Ltd. CHINA
Gold Lingbao Jinyuan Tonghui Refinery Co., Ltd. CHINA
Gold Luoyang Zijin Yinhui Gold Refinery Co., Ltd. CHINA
Gold Matsuda Sangyo Co., Ltd. JAPAN
Gold Metalor Technologies (Suzhou) Ltd. CHINA
Gold Metalor Technologies (Hong Kong) Ltd. CHINA
Gold Metalor Technologies (Singapore) Pte., Ltd. SINGAPORE
Gold Metalor Technologies S.A. SWITZERLAND
Gold Metalor USA Refining Corporation UNITED STATES OF AMERICA
Gold Metalurgica Met-Mex Penoles S.A. De C.V. MEXICO
Gold Mitsubishi Materials Corporation JAPAN
Gold Mitsui Mining and Smelting Co., Ltd. JAPAN
Gold Moscow Special Alloys Processing Plant RUSSIAN FEDERATION
Gold Nadir Metal Rafineri San. Ve Tic. A.S. TURKEY
Gold Navoi Mining and Metallurgical Combinat UZBEKISTAN
Gold Nihon Material Co., Ltd. JAPAN
Gold Ohura Precious Metal Industry Co., Ltd. JAPAN
Gold OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) RUSSIAN FEDERATION
Gold Penglai Penggang Gold Industry Co., Ltd. CHINA
Gold Prioksky Plant of Non-Ferrous Metals RUSSIAN FEDERATION
Gold PT Aneka Tambang (Persero) Tbk INDONESIA
Gold Rand Refinery (Pty) Ltd. SOUTH AFRICA
Gold Royal Canadian Mint CANADA
Gold Samduck Precious Metals KOREA, REPUBLIC OF
Gold Samwon Metals Corp. KOREA, REPUBLIC OF
Gold Schone Edelmetaal B.V. NETHERLANDS
Gold SEMPSA Joyeria Plateria S.A. SPAIN
Gold Shandong Tiancheng Biological Gold Industrial Co., Ltd. CHINA
Gold Shandong Zhaojin Gold & Silver Refinery Co., Ltd. CHINA
Gold Sichuan Tianze Precious Metals Co., Ltd. CHINA
Gold So Accurate Group, Inc. UNITED STATES OF AMERICA

Gold SOE Shyolkovsky Factory of Secondary Precious Metals RUSSIAN FEDERATION
Gold Solar Applied Materials Technology Corp. TAIWAN, PROVINCE OF CHINA
Gold Sumitomo Metal Mining Co., Ltd. JAPAN
Gold Tanaka Kikinzoku Kogyo K.K. JAPAN
Gold Great Wall Precious Metals Co., Ltd. of CBPM CHINA
Gold The Refinery of Shandong Gold Mining Co., Ltd. CHINA
Gold Tokuriki Honten Co., Ltd. JAPAN
Gold Tongling Nonferrous Metals Group Co., Ltd. CHINA
Gold Umicore Brasil Ltda. BRAZIL
Gold Umicore S.A. Business Unit Precious Metals Refining BELGIUM
Gold United Precious Metal Refining, Inc. UNITED STATES OF AMERICA
Gold Valcambi S.A. SWITZERLAND
Gold Western Australian Mint (T/a The Perth Mint) AUSTRALIA
Gold Yamakin Co., Ltd. JAPAN
Gold Yokohama Metal Co., Ltd. JAPAN
Gold Zhongyuan Gold Smelter of Zhongjin Gold Corporation CHINA
Gold Gold Refinery of Zijin Mining Group Co., Ltd. CHINA
Gold Morris and Watson NEW ZEALAND
Gold Guangdong Jinding Gold Limited CHINA
Gold Umicore Precious Metals Thailand THAILAND
Gold Geib Refining Corporation UNITED STATES OF AMERICA
Gold MMTC-PAMP India Pvt., Ltd. INDIA
Gold Republic Metals Corporation UNITED STATES OF AMERICA
Gold KGHM Polska Miedz Spolka Akcyjna POLAND
Gold Fidelity Printers and Refiners Ltd. ZIMBABWE
Gold Singway Technology Co., Ltd. TAIWAN, PROVINCE OF CHINA
Gold Kaloti Precious Metals UNITED ARAB EMIRATES
Gold Sudan Gold Refinery SUDAN
Gold T.C.A S.p.A ITALY
Gold Remondis Argentia B.V. NETHERLANDS
Gold Tony Goetz NV BELGIUM
Gold Korea Zinc Co., Ltd. KOREA, REPUBLIC OF
Gold Marsam Metals BRAZIL
Gold Abington Reldan Metals, LLC UNITED STATES OF AMERICA
Gold L’Orfebre S.A. ANDORRA
Gold Italpreziosi ITALY
Gold SAXONIA Edelmetalle GmbH GERMANY
Gold WIELAND Edelmetalle GmbH GERMANY
Gold Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH AUSTRIA
Gold AU Traders and Refiners SOUTH AFRICA
Gold GCC Gujrat Gold Centre Pvt. Ltd. INDIA

Gold Sai Refinery INDIA
Gold Universal Precious Metals Refining Zambia ZAMBIA
Gold Modeltech Sdn Bhd MALAYSIA
Gold Bangalore Refinery INDIA
Gold Kyshtym Copper-Electrolytic Plant ZAO RUSSIAN FEDERATION
Gold Morris and Watson Gold Coast AUSTRALIA
Gold Degussa Sonne / Mond Goldhandel GmbH GERMANY
Gold SungEel HiMetal Co., Ltd. KOREA, REPUBLIC OF
Gold Planta Recuperadora de Metales SpA CHILE
Gold Safimet S.p.A ITALY
Gold State Research Institute Center for Physical Sciences and Technology LITHUANIA
Tantalum Asaka Riken Co., Ltd. JAPAN
Tantalum Changsha South Tantalum Niobium Co., Ltd. CHINA
Tantalum Guangdong Rising Rare Metals-EO Materials Ltd. CHINA
Tantalum Duoluoshan CHINA
Tantalum F&X Electro-Materials Ltd. CHINA
Tantalum Guangdong Zhiyuan New Material Co., Ltd. CHINA
Tantalum JiuJiang JinXin Nonferrous Metals Co., Ltd. CHINA
Tantalum Jiujiang Nonferrous Metals Smelting Company Limited CHINA
Tantalum King-Tan Tantalum Industry Ltd. CHINA
Tantalum LSM Brasil S.A. BRAZIL
Tantalum Metallurgical Products India Pvt., Ltd. INDIA
Tantalum Mineracao Taboca S.A. BRAZIL
Tantalum Mitsui Mining and Smelting Co., Ltd. JAPAN
Tantalum NPM Silmet AS ESTONIA
Tantalum Ningxia Orient Tantalum Industry Co., Ltd. CHINA
Tantalum RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd. CHINA
Tantalum Solikamsk Magnesium Works OAO RUSSIAN FEDERATION
Tantalum Taki Chemical Co., Ltd. JAPAN
Tantalum Ulba Metallurgical Plant JSC KAZAKHSTAN
Tantalum Yichun Jin Yang Rare Metal Co., Ltd. CHINA
Tantalum Hengyang King Xing Lifeng New Materials Co., Ltd. CHINA
Tantalum FIR Metals & Resource Ltd. CHINA
Tantalum Jiujiang Zhongao Tantalum & Niobium Co., Ltd. CHINA
Tantalum XinXing HaoRong Electronic Material Co., Ltd. CHINA
Tantalum Jiangxi Dinghai Tantalum & Niobium Co., Ltd. CHINA
Tantalum KEMET Blue Metals MEXICO
Tantalum H.C. Starck Co., Ltd. THAILAND
Tantalum H.C. Starck Tantalum and Niobium GmbH GERMANY
Tantalum H.C. Starck Hermsdorf GmbH GERMANY

Tantalum H.C. Starck Ltd. JAPAN
Tantalum H.C. Starck Smelting GmbH & Co. KG GERMANY
Tantalum Global Advanced Metals Boyertown UNITED STATES OF AMERICA
Tantalum Global Advanced Metals Aizu JAPAN
Tantalum Resind Industria e Comercio Ltda. BRAZIL
Tantalum Jiangxi Tuohong New Raw Material CHINA
Tin Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. CHINA
Tin Jiangxi Ketai Advanced Material Co., Ltd. CHINA
Tin CNMC (Guangxi) PGMA Co., Ltd. CHINA
Tin CV Gita Pesona INDONESIA
Tin PT Aries Kencana Sejahtera INDONESIA
Tin CV Serumpun Sebalai INDONESIA
Tin CV United Smelting INDONESIA
Tin Dowa JAPAN
Tin Estanho de Rondonia S.A. BRAZIL
Tin Fenix Metals POLAND
Tin Gejiu Non-Ferrous Metal Processing Co., Ltd. CHINA
Tin Gejiu Zili Mining And Metallurgy Co., Ltd. CHINA
Tin Huichang Jinshunda Tin Co., Ltd. CHINA
Tin Gejiu Kai Meng Industry and Trade LLC CHINA
Tin China Tin Group Co., Ltd. CHINA
Tin Malaysia Smelting Corporation (MSC) MALAYSIA
Tin Metallic Resources, Inc. UNITED STATES OF AMERICA
Tin Mineracao Taboca S.A. BRAZIL
Tin Minsur PERU
Tin Mitsubishi Materials Corporation JAPAN
Tin Nankang Nanshan Tin Manufactory Co., Ltd. CHINA
Tin O.M. Manufacturing (Thailand) Co., Ltd. THAILAND
Tin Operaciones Metalurgical S.A. BOLIVIA (PLURINATIONAL STATE OF)
Tin PT Artha Cipta Langgeng INDONESIA
Tin PT Babel Inti Perkasa INDONESIA
Tin PT Bangka Tin Industry INDONESIA
Tin PT Belitung Industri Sejahtera INDONESIA
Tin PT Bukit Timah INDONESIA
Tin PT Eunindo Usaha Mandiri INDONESIA
Tin PT Karimun Mining INDONESIA
Tin PT Mitra Stania Prima INDONESIA
Tin PT Panca Mega Persada INDONESIA
Tin PT Prima Timah Utama INDONESIA
Tin PT Refined Bangka Tin INDONESIA

Tin PT Sariwiguna Binasentosa INDONESIA
Tin PT Stanindo Inti Perkasa INDONESIA
Tin PT Sumber Jaya Indah INDONESIA
Tin PT Timah (Persero) Tbk Kundur INDONESIA
Tin PT Timah (Persero) Tbk Mentok INDONESIA
Tin PT Tinindo Inter Nusa INDONESIA
Tin PT Tommy Utama INDONESIA
Tin Soft Metais Ltda. BRAZIL
Tin Thaisarco THAILAND
Tin Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. CHINA
Tin White Solder Metalurgia e Mineracao Ltda. BRAZIL
Tin Yunnan Chengfeng Non-ferrous Metals Co., Ltd. CHINA
Tin Yunnan Tin Company Limited CHINA
Tin CV Venus Inti Perkasa INDONESIA
Tin Magnu’s Minerais Metais e Ligas Ltda. BRAZIL
Tin Melt Metais e Ligas S.A. BRAZIL
Tin PT ATD Makmur Mandiri Jaya INDONESIA
Tin O.M. Manufacturing Philippines, Inc. PHILIPPINES
Tin PT Inti Stania Prima INDONESIA
Tin Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company VIETNAM
Tin Nghe Tinh Non-Ferrous Metals Joint Stock Company VIETNAM
Tin Tuyen Quang Non-Ferrous Metals Joint Stock Company VIETNAM
Tin CV Dua Sekawan INDONESIA
Tin CV Tiga Sekawan INDONESIA
Tin An Vinh Joint Stock Mineral Processing Company VIETNAM
Tin Resind Industria e Comercio Ltda. BRAZIL
Tin Super Ligas BRAZIL
Tin PT O.M. Indonesia INDONESIA
Tin Metallo Belgium N.V. BELGIUM
Tin Metallo Spain S.L.U. SPAIN
Tin PT Bangka Prima Tin INDONESIA
Tin PT Sukses Inti Makmur INDONESIA
Tin PT Kijang Jaya Mandiri INDONESIA
Tin PT Menara Cipta Mulia INDONESIA
Tin HuiChang Hill Tin Industry Co., Ltd. CHINA
Tin Gejiu Fengming Metallurgy Chemical Plant CHINA
Tin Guanyang Guida Nonferrous Metal Smelting Plant CHINA
Tin Modeltech Sdn Bhd MALAYSIA
Tin Gejiu Jinye Mineral Company CHINA
Tin PT Lautan Harmonis Sejahtera INDONESIA
Tin Guangdong Hanhe Non-Ferrous Metal Co., Ltd. CHINA
Tungsten A.L.M.T. TUNGSTEN Corp. JAPAN
Tungsten Kennametal Huntsville UNITED STATES OF AMERICA
Tungsten Guangdong Xianglu Tungsten Co., Ltd. CHINA
Tungsten Chongyi Zhangyuan Tungsten Co., Ltd. CHINA

Tungsten Fujian Jinxin Tungsten Co., Ltd. CHINA
Tungsten Global Tungsten & Powders Corp. UNITED STATES OF AMERICA
Tungsten Hunan Chenzhou Mining Co., Ltd. CHINA
Tungsten Hunan Chunchang Nonferrous Metals Co., Ltd. CHINA
Tungsten Japan New Metals Co., Ltd. JAPAN
Tungsten Ganzhou Huaxing Tungsten Products Co., Ltd. CHINA
Tungsten Kennametal Fallon UNITED STATES OF AMERICA
Tungsten Tejing (Vietnam) Tungsten Co., Ltd. VIETNAM
Tungsten Vietnam Youngsun Tungsten Industry Co., Ltd. VIETNAM
Tungsten Wolfram Bergbau und Hutten AG AUSTRIA
Tungsten Xiamen Tungsten Co., Ltd. CHINA
Tungsten Xinhai Rendan Shaoguan Tungsten Co., Ltd. CHINA
Tungsten Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. CHINA
Tungsten Ganzhou Jiangwu Ferrotungsten Co., Ltd. CHINA
Tungsten Jiangxi Yaosheng Tungsten Co., Ltd. CHINA
Tungsten Jiangxi Xinsheng Tungsten Industry Co., Ltd. CHINA
Tungsten Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. CHINA
Tungsten Malipo Haiyu Tungsten Co., Ltd. CHINA
Tungsten Xiamen Tungsten (H.C.) Co., Ltd. CHINA
Tungsten Jiangxi Gan Bei Tungsten Co., Ltd. CHINA
Tungsten Ganzhou Seadragon W & Mo Co., Ltd. CHINA
Tungsten Asia Tungsten Products Vietnam Ltd. VIETNAM
Tungsten Chenzhou Diamond Tungsten Products Co., Ltd. CHINA
Tungsten Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. CHINA
Tungsten Ganzhou Yatai Tungsten Co., Ltd. CHINA
Tungsten H.C. Starck Tungsten GmbH GERMANY
Tungsten H.C. Starck Smelting GmbH & Co. KG GERMANY
Tungsten Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC VIETNAM
Tungsten Jiangwu H.C. Starck Tungsten Products Co., Ltd. CHINA
Tungsten Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji CHINA
Tungsten Niagara Refining LLC UNITED STATES OF AMERICA
Tungsten Ganzhou Haichuang Tungsten Co., Ltd. CHINA
Tungsten Jiangxi Dayu Longxintai Tungsten Co., Ltd. CHINA
Tungsten Hydrometallurg, JSC RUSSIAN FEDERATION
Tungsten Unecha Refractory metals plant RUSSIAN FEDERATION
Tungsten South-East Nonferrous Metal Company Limited of Hengyang City CHINA
Tungsten Philippine Chuangxin Industrial Co., Inc. PHILIPPINES
Tungsten Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. CHINA
Tungsten ACL Metais Eireli BRAZIL
Tungsten Woltech Korea Co., Ltd. KOREA, REPUBLIC OF
Tungsten Moliren Ltd. RUSSIAN FEDERATION
Tungsten Hunan Litian Tungsten Industry Co., Ltd. CHINA

Annex 2

Country of Origin*

Gold Tantalum Tin Tungsten
Andorra Brazil Belgium Austria
Australia China Bolivia (Plurinational State of) Brazil
Austria Estonia Brazil China
Belgium Germany China Germany
Brazil India Indonesia Japan
Canada Japan Japan Korea, Republic of
Chile Kazakhstan Malaysia Philippines
China Macedonia, The Former
Yugoslav Republic of
Peru Russian Federation
Czech Republic Mexico Philippines United States of America
France Russian Federation Poland Vietnam
Germany Thailand Spain
India United States of America Taiwan, Province of China
Indonesia Thailand
Italy United States of America
Japan Vietnam
Korea, Republic of
New Zealand
Russian Federation
Saudi Arabia
South Africa
Taiwan, Province of China
United Arab Emirates
United States of America

*As Smelters or Refiners (SORs) did not in all cases provide information on Location of Mine in their CMRTs, and the company was not able to establish from the SORs sourcing information on their Conflict Minerals, it has indicated in the COO the closest indication provided as to the source of Conflict Minerals, i.e the Smelter Country as reported in the suppliers’ CMRT.